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PRINCIPAL ASSET MANAGEMENT
DES MOINES, IA
800-787-1621
SEC #801-55959Total AUM
$427.7B
Employees
1,394Clients
8,206Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
801 GRAND AVE
DES MOINES
IA 50392-0001
United States
DES MOINES
IA 50392-0001
United States
Operating Hours
8:00A.M. - 5:00P.M.
Monday - Friday
Monday - Friday
Phone
800-787-1621
Other Offices
19
Financials
Total AUM
$427.7B
Accounts
8,169Discretionary
$419.2B
Accounts
8,162Non-Discretionary
$8.5B
Accounts
7
Clients
Individual Clients
6,014AUM
$2.1B
HNW Individual Clients
315AUM
$969.7M
Banking Clients
37AUM
$8.5B
Investment Company Clients
101AUM
$150.6B
Pooled Vehicle Clients
29AUM
$40B
Pension/Profit Sharing Plan Clients
578AUM
$41B
Charitable Organization Clients
30AUM
$2B
Government Entity Clients
78AUM
$5.5B
Investment Advisor Clients
1AUM
$0
Insurance Company Clients
60AUM
$145.3B
Sovereign Wealth Fund Clients
12AUM
$14.3B
Corporation or Business Clients
951AUM
$17.3B
Services
Services Offered
Advisor / Fund Manager SelectionCompany Portfolio ManagementEducationIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPooled Vehicle Portfolio Management
Other Services
SPREAD LENDING MANAGEMENT AND ADVICE; ASSET ALLOCATION SERVICES; PROVIDING MODEL PORTFOLIOS
Compensation Types
Charges Fixed FeeCharges Other FeeCharges Percentage AUMCharges Performance-Based
Other Compensation
CHARGE ON A COST ALLOCATION BASIS TO PRINCIPAL LIFE
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation Finding
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 63 business affiliates.
Claimed Affiliates
Reported as an affiliate by 22 other businesses.