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Building 2ALETHEIA RESEARCH AND MANAGEMENT INC

Map pinSANTA MONICA, CA
Phone310-899-0800
NotebookSEC #801-55761
Total AUM
$163.3M
Employees
10
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
100 WILSHIRE BLVD, SUITE 1900
SANTA MONICA
CA 90401
United States
Operating Hours
8:00 AM TO 6:00 PM
Monday - Friday
Phone
310-899-0800

ReceiptFinancials

Total AUM
$163.3M
Accounts
124
Discretionary
$131M
Accounts
120
Non-Discretionary
$32.3M
Accounts
4

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Individual Portfolio ManagementInstitutional Portfolio ManagementOther Services
Other Services
ADVISE POOLED INVESTMENT VEHICLES
Compensation Types
Charges Percentage AUMCharges Performance-Based

Shield checkCompliance

Disclosures
Pending Civil ProceedingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV

HandshakeAffiliates

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Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 1 other business.

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