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HILLTOP SECURITIES INC.
DALLAS, TX
214-953-4000
SEC #801-55529Total AUM
$2.5B
Employees
92Clients
3,407Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
717 N. HARWOOD STREET
SUITE 3400
DALLAS
TX 75201
United States
SUITE 3400
DALLAS
TX 75201
United States
Operating Hours
8:00AM-5:00PM
Monday - Friday
Monday - Friday
Phone
214-953-4000
Other Offices
18
Financials
Total AUM
$2.5B
Accounts
5,592Discretionary
$1.8B
Accounts
4,132Non-Discretionary
$710.3M
Accounts
1,460
Clients
Individual Clients
2,736AUM
$829.5M
HNW Individual Clients
599AUM
$1.4B
Pension/Profit Sharing Plan Clients
7AUM
$19.2M
Charitable Organization Clients
11AUM
$27.7M
Government Entity Clients
5AUM
$73M
Corporation or Business Clients
49AUM
$125.5M
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementPension ConsultingPublications
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Other FeeCharges Percentage AUM
Other Compensation
12B-1 FEES
Compliance
Disclosures
License Revocation/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.