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Building 2WELLS FARGO SECURITIES INC.

Map pinSAN FRANCISCO, CA
Phone415-396-2254
NotebookSEC #801-55320
Total AUM
$950M
Employees
1,000
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
550 CALIFORNIA ST 6TH FLR
MAC A0112-060
SAN FRANCISCO
CA 94104
USA
Operating Hours
8:00 A.M. TO 5:00 P.M.
Monday - Friday
Phone
415-396-2254

ReceiptFinancials

Total AUM
$950M
Accounts
5,000
Discretionary
$950M
Accounts
5,000
Non-Discretionary
$0
Accounts
0

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Individual Portfolio ManagementPooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKAZCACOIAIDINMIMNMTNDNENVNYORSDTNTXUTVAWAWI

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Affiliates
Reported 9 business affiliates.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.

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