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Building 2SOVEREIGN FINANCIAL SERVICES, INC.

Map pinDENVER, CO
Phone303-292-2294
NotebookSEC #801-55036
Total AUM
$3.6B
Employees
31
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
1401 17TH STREET, SUITE 1000
DENVER
CO 80202
USA
Operating Hours
8:00 A.M. - 5:00 P.M.
Monday - Friday
Phone
303-292-2294

ReceiptFinancials

Total AUM
$3.6B
Accounts
6
Discretionary
$486.6M
Accounts
4
Non-Discretionary
$3.2B
Accounts
2

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Individual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges Fixed FeeCharges Performance-Based

Shield checkCompliance

Disclosures
SEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
CO

HandshakeAffiliates

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Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.

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