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SII INVESTMENTS, INC.
APPLETON, WI
800-426-5975
SEC #801-54935Total AUM
$0
Employees
81Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
5555 W GRANDE MARKET DRIVE
APPLETON
WI 54913-8403
United States
APPLETON
WI 54913-8403
United States
Operating Hours
8:00AM - 5:00PM CST
Monday - Friday
Monday - Friday
Phone
800-426-5975
Other Offices
107
Financials
Total AUM
$0
Accounts
0Discretionary
$0
Accounts
0Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Other Services
Other Services
NO LONGER PROVIDING ADVISORY SERVICES
Compensation Types
Charges Other Fee
Other Compensation
NO LONGER PROVDING INVESTMENT ADVISORY SERVICES
Compliance
Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 11 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.