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LADENBURG THALMANN ASSET MANAGEMENT INC
NEW YORK, NY
800-995-5267
SEC #801-54909Total AUM
$6.7B
Employees
30Clients
3,154Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
640 FIFTH AVENUE
4TH FL.
NEW YORK
NY 10019
United States
4TH FL.
NEW YORK
NY 10019
United States
Operating Hours
LADENBURG THALMANN ASSET MGMT
Monday - Friday
Monday - Friday
Phone
800-995-5267
Other Offices
2
Financials
Total AUM
$6.7B
Accounts
3,153Discretionary
$1.8B
Accounts
2,860Non-Discretionary
$4.8B
Accounts
293
Clients
Individual Clients
2,638AUM
$585.6M
HNW Individual Clients
291AUM
$634.4M
Investment Company Clients
5AUM
$449.6M
Pooled Vehicle Clients
5AUM
$63.4M
Pension/Profit Sharing Plan Clients
45AUM
$141.3M
Charitable Organization Clients
27AUM
$83.4M
Investment Advisor Clients
4AUM
$4.5B
Corporation or Business Clients
139AUM
$233.4M
Services
Services Offered
Advisor / Fund Manager SelectionCompany Portfolio ManagementIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPooled Vehicle Portfolio Management
Other Services
PROVIDE MODEL RECOMMENDATIONS TO OTHER RIAS
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 12 business affiliates.
Claimed Affiliates
Reported as an affiliate by 19 other businesses.