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OSAIC WEALTH, INC.
SCOTTSDALE, AZ
800-821-5100
SEC #801-54859Total AUM
$234.9B
Employees
8,979Clients
575,515Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
18700 N. HAYDEN ROAD
SUITE 255
SCOTTSDALE
AZ 85255
United States
SUITE 255
SCOTTSDALE
AZ 85255
United States
Operating Hours
9:00AM TO 5:00PM
Monday - Friday
Monday - Friday
Phone
800-821-5100
Other Offices
5586
Financials
Total AUM
$234.9B
Accounts
850,797Discretionary
$161B
Accounts
575,960Non-Discretionary
$73.8B
Accounts
274,837
Clients
Individual Clients
513,910AUM
$113.4B
HNW Individual Clients
55,457AUM
$113.4B
Banking Clients
2AUM
$985.3K
Pooled Vehicle Clients
3AUM
$224.4K
Pension/Profit Sharing Plan Clients
1,251AUM
$1.1B
Charitable Organization Clients
855AUM
$1.6B
Government Entity Clients
10AUM
$14.4M
Investment Advisor Clients
1AUM
$0
Insurance Company Clients
1AUM
$0
Sovereign Wealth Fund Clients
1AUM
$0
Corporation or Business Clients
4,024AUM
$5.4B
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Court Violation FindingFelony ConvictionMisdemeanor ConvictionMisdemeanor Conviction ChargeOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 11 business affiliates.
Claimed Affiliates
Reported as an affiliate by 36 other businesses.