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BNY MELLON SECURITIES CORPORATION
NEW YORK, NY
2129226273
SEC #801-54739Total AUM
$8.4B
Employees
253Clients
3,734Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
240 GREENWICH STREET
9TH FLOOR EAST
NEW YORK
NY 10286-0001
United States
9TH FLOOR EAST
NEW YORK
NY 10286-0001
United States
Operating Hours
9:00 AM - 5:00 PM
Monday - Friday
Monday - Friday
Phone
2129226273
Other Offices
5
Financials
Total AUM
$8.4B
Accounts
3,732Discretionary
$703.1M
Accounts
1,422Non-Discretionary
$7.7B
Accounts
2,310
Clients
Individual Clients
2,997AUM
$856.3M
HNW Individual Clients
228AUM
$420.2M
Pension/Profit Sharing Plan Clients
30AUM
$18.1M
Charitable Organization Clients
22AUM
$31.1M
Corporation or Business Clients
441AUM
$264.5M
Other Clients
16AUM
$6.9B
Description of Other Clients
MODEL-ONLY WRAP PROGRAM SPONSORS
Services
Services Offered
Individual Portfolio ManagementInstitutional Portfolio ManagementOther Services
Other Services
BNYMSC SPONSORS A WRAP FEE PROGRAM, AND SERVES AS A PORTFOLIO MGR OR MODEL PROVIDER TO THIRD PARTY WRAP PROGRAM SPONSORS.
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingDismissed Civil Action (Settlement)Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 46 business affiliates.
Claimed Affiliates
Reported as an affiliate by 54 other businesses.