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MID-CONTINENT CAPITAL LLC
CHICAGO, IL
312-551-8200
SEC #801-54732Total AUM
$4B
Employees
17Clients
331Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
123 NORTH WACKER
SUITE 1100
CHICAGO
IL 60606
United States
SUITE 1100
CHICAGO
IL 60606
United States
Operating Hours
8:30 A.M. - 5:00 P.M.
Monday - Friday
Monday - Friday
Phone
312-551-8200
Financials
Total AUM
$4B
Accounts
1,317Discretionary
$3.8B
Accounts
1,243Non-Discretionary
$152.4M
Accounts
74
Clients
Individual Clients
36AUM
$20M
HNW Individual Clients
275AUM
$2.8B
Pension/Profit Sharing Plan Clients
4AUM
$922.1M
Charitable Organization Clients
12AUM
$192.2M
Corporation or Business Clients
3AUM
$53.5M
Other Clients
1AUM
$43.7M
Description of Other Clients
WORKER'S COMP FUND
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingOther Regulator Violation FindingSEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
AZCACOFLILLAMDMINENHNYTXVAWI
Affiliates
Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 6 other businesses.