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CAPTRUST FINANCIAL ADVISORS
CHARLOTTE, NC
704-379-7850
SEC #801-53502Total AUM
$1B
Employees
151Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
IJL FINANCIAL CENTER
201 NORTH TRYON STREET
CHARLOTTE
NC 28202
USA
201 NORTH TRYON STREET
CHARLOTTE
NC 28202
USA
Operating Hours
8:00 - 5:00 EST
Monday - Friday
Monday - Friday
Phone
704-379-7850
Financials
Total AUM
$1B
Accounts
2,613Discretionary
$312.8M
Accounts
1,115Non-Discretionary
$736.8M
Accounts
1,498
Clients
None reported
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Court Violation FindingOther Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMEMIMNMOMSNCNENHNJNMNYOHOKPARISCTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 1 other business.