Sign in
Create a free account
BANC OF AMERICA INVESTMENT SERVICES, INC.
BOSTON, MA
617-434-7204
SEC #801-53144Total AUM
$14.1B
Employees
1,000Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
100 FEDERAL ST
BOSTON
MA 02110
United States
BOSTON
MA 02110
United States
Operating Hours
8:00AM - 5:00PM
Monday - Friday
Monday - Friday
Phone
617-434-7204
Financials
Total AUM
$14.1B
Accounts
91,348Discretionary
$10.7B
Accounts
69,898Non-Discretionary
$3.3B
Accounts
21,450
Clients
None reported
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingFelony ChargeFelony ConvictionLicense Revocation/SuspensionMisdemeanor ConvictionMisdemeanor Conviction ChargeOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 30 business affiliates.
Claimed Affiliates
Reported as an affiliate by 14 other businesses.