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TOWER SQUARE SECURITIES, INC.
NEW YORK, NY
212-578-0594
SEC #801-50585Total AUM
$299.2M
Employees
1,117Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1095 AVENUE OF THE AMERICAS
NEW YORK
NY 10036
United States
NEW YORK
NY 10036
United States
Operating Hours
9:00 A.M. TO 5:00 P.M.
Monday - Friday
Monday - Friday
Phone
212-578-0594
Financials
Total AUM
$299.2M
Accounts
2,129Discretionary
$50.2M
Accounts
232Non-Discretionary
$249M
Accounts
1,897
Clients
None reported
Services
Services Offered
Advisor / Fund Manager SelectionIndividual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKPAPRRISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 14 business affiliates.
Claimed Affiliates
Reported as an affiliate by 9 other businesses.