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MOORS & CABOT, INC
BOSTON, MA
800-426-0501
SEC #801-48726Total AUM
$3.4B
Employees
121Clients
5,074Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
ONE FEDERAL STREET
19TH FLOOR
BOSTON
MA 02110
United States
19TH FLOOR
BOSTON
MA 02110
United States
Operating Hours
8:30 A.M. - 4:30 P.M.
Monday - Friday
Monday - Friday
Phone
800-426-0501
Other Offices
30
Financials
Total AUM
$3.4B
Accounts
5,074Discretionary
$3.2B
Accounts
4,480Non-Discretionary
$230.6M
Accounts
594
Clients
Individual Clients
3,032AUM
$916M
HNW Individual Clients
1,889AUM
$2.2B
Pension/Profit Sharing Plan Clients
65AUM
$30.3M
Charitable Organization Clients
75AUM
$230.6M
Corporation or Business Clients
13AUM
$16M
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
ALAZCACOCTDCFLGAIAILINLAMDMEMIMNMOMTNCNHNJNMNYOHOKORPARISCTNTXVAVTWAWI
Affiliates
Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 3 other businesses.