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FIRST ALLIED SECURITIES, INC.
SAN DIEGO, CA
619-702-9600
SEC #801-47805Total AUM
$0
Employees
1Clients
10Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
655 W. BROADWAY
12TH FLOOR
SAN DIEGO
CA 92101-8114
United States
12TH FLOOR
SAN DIEGO
CA 92101-8114
United States
Operating Hours
8AM - 5PM
Monday - Friday
Monday - Friday
Phone
619-702-9600
Financials
Total AUM
$0
Accounts
0Discretionary
$0
Accounts
0Non-Discretionary
$0
Accounts
0
Clients
Individual Clients
1AUM
$0
HNW Individual Clients
1AUM
$0
Banking Clients
1AUM
$0
Pension/Profit Sharing Plan Clients
1AUM
$0
Charitable Organization Clients
1AUM
$0
Government Entity Clients
1AUM
$0
Investment Advisor Clients
1AUM
$0
Insurance Company Clients
1AUM
$0
Sovereign Wealth Fund Clients
1AUM
$0
Corporation or Business Clients
1AUM
$0
Services
Services Offered
Other Services
Other Services
NO ADVISORY SERVICES OFFERED
Compensation Types
Charges Other Fee
Other Compensation
NO ACTIVE CLIENTS
Compliance
Disclosures
Felony ChargeOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 20 business affiliates.
Claimed Affiliates
Reported as an affiliate by 11 other businesses.