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Building 2UBOC INVESTMENT SERVICES, INC.

Map pinLOS ANGELES, CA
Phone213-236-7884
NotebookSEC #801-47740
Total AUM
$13.7M
Employees
151
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
445 S. FIGUEROA STREET, 2ND FLOOR
LOS ANGELES
CA 90071
USA
Operating Hours
6:00 AM - 4:00 PM
Monday - Friday
Phone
213-236-7884

ReceiptFinancials

Total AUM
$13.7M
Accounts
101
Discretionary
$13.7M
Accounts
101
Non-Discretionary
$0
Accounts
0

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Individual Portfolio ManagementMarket TimingPooled Vehicle Portfolio Management
Compensation Types
Charges Other FeeCharges Percentage AUM
Other Compensation
THIRD PARTY ASSET MANAGEMENT

Shield checkCompliance

Disclosures
Other Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-Desist
State Registrations
CAORWA

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Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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