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CETERA ADVISOR NETWORKS LLC
EL SEGUNDO, CA
310-326-3100
SEC #801-47342Total AUM
$46.7B
Employees
2,881Clients
192,961Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
2301 ROSECRANS AVENUE
SUITE 5100
EL SEGUNDO
CA 90245-5672
United States
SUITE 5100
EL SEGUNDO
CA 90245-5672
United States
Operating Hours
9:00AM TO 5:00 PM
Monday - Friday
Monday - Friday
Phone
310-326-3100
Other Offices
889
Financials
Total AUM
$46.7B
Accounts
192,956Discretionary
$38B
Accounts
164,494Non-Discretionary
$8.7B
Accounts
28,462
Clients
Individual Clients
137,744AUM
$21.6B
HNW Individual Clients
52,058AUM
$23.4B
Banking Clients
1AUM
$0
Pension/Profit Sharing Plan Clients
1,695AUM
$587M
Charitable Organization Clients
664AUM
$320M
Government Entity Clients
44AUM
$30.6M
Investment Advisor Clients
1AUM
$0
Insurance Company Clients
1AUM
$0
Sovereign Wealth Fund Clients
1AUM
$0
Corporation or Business Clients
751AUM
$717.4M
Other Clients
1AUM
$0
Description of Other Clients
0
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Dismissed Civil Action (Settlement)License Revocation/SuspensionMisdemeanor ConvictionOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 15 business affiliates.
Claimed Affiliates
Reported as an affiliate by 21 other businesses.