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J. P. MORGAN SECURITIES INC.
NEW YORK, NY
212-270-6000
SEC #801-46056Total AUM
$590.7M
Employees
1,000Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
270/277 PARK AVENUE
NEW YORK
NY 10017-2014
USA
NEW YORK
NY 10017-2014
USA
Operating Hours
9:00AM - 5:00PM
Monday - Friday
Monday - Friday
Phone
212-270-6000
Financials
Total AUM
$590.7M
Accounts
3,419Discretionary
$579.9M
Accounts
3,374Non-Discretionary
$10.8M
Accounts
45
Clients
None reported
Services
Services Offered
Individual Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingDismissed Civil Action (Settlement)Other Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC Cause of Denial/SuspensionSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO False Statement FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 22 business affiliates.
Claimed Affiliates
Reported as an affiliate by 9 other businesses.