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D.A. DAVIDSON & CO.
GREAT FALLS, MT
406-727-4200
SEC #801-45761Total AUM
$41.8B
Employees
990Clients
70,118Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
8 THIRD STREET NORTH
GREAT FALLS
MT 59401
United States
GREAT FALLS
MT 59401
United States
Operating Hours
8:00 A.M.-5:00 P.M.
Monday - Friday
Monday - Friday
Phone
406-727-4200
Other Offices
100
Financials
Total AUM
$41.8B
Accounts
92,146Discretionary
$38.3B
Accounts
88,458Non-Discretionary
$3.5B
Accounts
3,688
Clients
Individual Clients
49,912AUM
$14B
HNW Individual Clients
18,223AUM
$23.6B
Pension/Profit Sharing Plan Clients
240AUM
$546.8M
Charitable Organization Clients
1,098AUM
$1.8B
Government Entity Clients
29AUM
$390.2M
Corporation or Business Clients
616AUM
$1.5B
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPublications
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 5 other businesses.