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SECURITIES AMERICA ADVISORS, INC.
LA VISTA, NE
402-399-9111
SEC #801-45628Total AUM
$40.4B
Employees
4,468Clients
141,547Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
12325 PORT GRACE BLVD.
LA VISTA
NE 68128-8204
United States
LA VISTA
NE 68128-8204
United States
Operating Hours
8:00 A.M. - 5:00 P.M.
Monday - Friday
Monday - Friday
Phone
402-399-9111
Other Offices
1477
Financials
Total AUM
$40.4B
Accounts
211,150Discretionary
$35.2B
Accounts
190,930Non-Discretionary
$5.3B
Accounts
20,220
Clients
Individual Clients
129,802AUM
$24.4B
HNW Individual Clients
8,086AUM
$14.6B
Banking Clients
1AUM
$0
Pension/Profit Sharing Plan Clients
2,798AUM
$502.2M
Charitable Organization Clients
91AUM
$26.1M
Government Entity Clients
1AUM
$0
Investment Advisor Clients
1AUM
$0
Insurance Company Clients
1AUM
$0
Sovereign Wealth Fund Clients
1AUM
$0
Corporation or Business Clients
765AUM
$901.8M
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 17 business affiliates.
Claimed Affiliates
Reported as an affiliate by 19 other businesses.