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Building 2CETERA INVESTMENT SERVICES LLC

Map pinST CLOUD, MN
Phone320-656-4300
NotebookSEC #801-45573
Total AUM
$1.2B
Employees
718
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
400 FIRST ST SOUTH STE 300
ST CLOUD
MN 56301-3600
United States
Operating Hours
8 A.M. - 5 P.M.
Monday - Friday
Phone
320-656-4300

ReceiptFinancials

Total AUM
$1.2B
Accounts
5,540
Discretionary
$261.1M
Accounts
1,723
Non-Discretionary
$932.2M
Accounts
3,817

ContactClients

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None reported

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Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV

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Affiliates
Reported 6 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.

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