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Building 2KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

Map pinDANA POINT, CA
Phone800-557-5461
NotebookSEC #801-45564
Total AUM
$80.6M
Employees
8
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
34232 PACIFIC COAST HIGHWAY
SUITE B
DANA POINT
CA 92629-2821
United States
Operating Hours
6:30AM-2:30PM
Monday - Friday
Phone
800-557-5461

ReceiptFinancials

Total AUM
$80.6M
Accounts
654
Discretionary
$80.6M
Accounts
654
Non-Discretionary
$0
Accounts
0

ContactClients

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None reported

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Services Offered
Individual Portfolio ManagementPublications
Compensation Types
Charges Percentage AUMCharges Subscription Fee

Shield checkCompliance

Disclosures
SEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
CATX

HandshakeAffiliates

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Affiliates
Reported 0 business affiliates.
Claimed Affiliates
Reported as an affiliate by 1 other business.

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