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Building 2SECURITIES CORPORATION OF IOWA

Map pinCEDAR RAPIDS, IA
Phone800-747-1213
NotebookSEC #801-45514
Total AUM
$30.7M
Employees
31
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
200 SECOND AVENUE SE
CEDAR RAPIDS
IA 52401-1326
USA
Operating Hours
MONDAY-THURSDAY, 8-5, FRIDAY 8-4:30
Monday - Friday
Phone
800-747-1213

ReceiptFinancials

Total AUM
$30.7M
Accounts
145
Discretionary
$17.6M
Accounts
25
Non-Discretionary
$13.1M
Accounts
120

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio Management
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Cause of Denial/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
IAILWI

HandshakeAffiliates

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Affiliates
Reported 8 business affiliates.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.

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