ROUND HILL SECURITIES, INC.
Total AUM
$81.7M
Employees
31Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
3191 DANVILLE BLVD.
ALAMO
CA 94507
USA
ALAMO
CA 94507
USA
Operating Hours
7:00 A.M. - 3:00 P.M.
Monday - Friday
Monday - Friday
Phone
925-820-3980
Financials
Total AUM
$81.7M
Accounts
315Discretionary
$31.5M
Accounts
81Non-Discretionary
$50.2M
Accounts
234
Clients
None reported
Services
Services Offered
Individual Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Other FeeCharges Percentage AUM
Other Compensation
SOLICITATION FEES
Compliance
Disclosures
SEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
CAMNNCNVOH
Affiliates
Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.