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MML INVESTORS SERVICES, LLC
SPRINGFIELD, MA
(413) 226-0000
SEC #801-44264Total AUM
$115.6B
Employees
6,976Clients
454,836Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1295 STATE STREET
SPRINGFIELD
MA 01111-0001
United States
SPRINGFIELD
MA 01111-0001
United States
Operating Hours
8:00 AM TO 5:00 PM
Monday - Friday
Monday - Friday
Phone
(413) 226-0000
Other Offices
1093
Financials
Total AUM
$115.6B
Accounts
454,857Discretionary
$70.7B
Accounts
229,410Non-Discretionary
$45B
Accounts
225,447
Clients
Individual Clients
447,952AUM
$105.8B
HNW Individual Clients
885AUM
$6.2B
Banking Clients
12AUM
$91.6M
Investment Company Clients
1AUM
$85.8K
Pension/Profit Sharing Plan Clients
3,379AUM
$1.4B
Charitable Organization Clients
733AUM
$306.7M
Corporation or Business Clients
1,873AUM
$1.9B
Other Clients
1AUM
$0
Description of Other Clients
TRUSTS, FOUNDATIONS AND ENDOWMENTSND ENDOWMENTS
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPension Consulting
Other Services
ASSET ALLOCATION PROGRAMS
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Other FeeCharges Percentage AUM
Other Compensation
SOLICITORS FEES
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 16 business affiliates.
Claimed Affiliates
Reported as an affiliate by 10 other businesses.