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Building 2MONY SECURITIES CORPORATION

Map pinNEW YORK, NY
Phone800-736-0166
NotebookSEC #801-43088
Total AUM
$678.9M
Employees
1,000
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
1290 AVENUE OF THE AMERICAS
NEW YORK
NY 10104
USA
Operating Hours
9:00 - 5:00
Monday - Friday
Phone
800-736-0166

ReceiptFinancials

Total AUM
$678.9M
Accounts
3,490
Discretionary
$0
Accounts
0
Non-Discretionary
$678.9M
Accounts
3,490

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio ManagementMarket TimingPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Other FeeCharges Percentage AUM
Other Compensation
REFERRAL FEE FROM 3RD PARTY

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV

HandshakeAffiliates

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Affiliates
Reported 21 business affiliates.
Claimed Affiliates
Reported as an affiliate by 11 other businesses.

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