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OSAIC FA, INC.
FORT WAYNE, IN
800-237-3813
SEC #801-42530Total AUM
$37.1B
Employees
1,607Clients
103,063Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1301 SOUTH HARRISON STREET
FORT WAYNE
IN 46802
United States
FORT WAYNE
IN 46802
United States
Operating Hours
8:30 A.M. TO 7:00 P.M.
Monday - Friday
Monday - Friday
Phone
800-237-3813
Other Offices
412
Financials
Total AUM
$37.1B
Accounts
103,063Discretionary
$10B
Accounts
23,634Non-Discretionary
$27.1B
Accounts
79,429
Clients
Individual Clients
101,267AUM
$35.1B
HNW Individual Clients
253AUM
$605.3M
Pension/Profit Sharing Plan Clients
401AUM
$209.3M
Charitable Organization Clients
115AUM
$92.3M
Corporation or Business Clients
944AUM
$1.1B
Other Clients
83AUM
$33.6M
Description of Other Clients
COMMUNITY PROPERTY
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther Services
Other Services
RETIREMENT PLAN CONSULTING SERVICES PROVIDED ON A LIMITED BASIS.
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Felony ChargeOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 15 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.