Sign in
Create a free account
COMMONWEALTH FINANCIAL NETWORK
WALTHAM, MA
781-736-0700
SEC #801-41541Total AUM
$212.7B
Employees
4,200Clients
360,488Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
275 WYMAN STREET
SUITE 400
WALTHAM
MA 02451-1200
United States
SUITE 400
WALTHAM
MA 02451-1200
United States
Operating Hours
8:30A.M. TO 5:30P.M.
Monday - Friday
Monday - Friday
Phone
781-736-0700
Other Offices
1433
Financials
Total AUM
$212.7B
Accounts
615,215Discretionary
$207.6B
Accounts
598,423Non-Discretionary
$5B
Accounts
16,792
Clients
Individual Clients
314,099AUM
$93.6B
HNW Individual Clients
41,874AUM
$108.7B
Pension/Profit Sharing Plan Clients
1,207AUM
$1.9B
Charitable Organization Clients
405AUM
$1.1B
Government Entity Clients
300AUM
$3.2B
Corporation or Business Clients
2,603AUM
$4.1B
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPublications
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Felony ChargeOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 7 business affiliates.
Claimed Affiliates
Reported as an affiliate by 4 other businesses.