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Building 2HILLTOP SECURITIES ASSET MANAGEMENT, LLC

Map pinDALLAS, TX
Phone214-953-4000
NotebookSEC #801-40189
Total AUM
$37.7B
Employees
31
Clients
60

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
717 N. HARWOOD STREET
SUITE 3400
DALLAS
TX 75201
United States
Operating Hours
8:00 AM - 5:00 PM
Monday - Friday
Phone
214-953-4000
Other Offices
3

ReceiptFinancials

Total AUM
$37.7B
Accounts
60
Discretionary
$0
Accounts
0
Non-Discretionary
$37.7B
Accounts
60

ContactClients

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Government Entity Clients
60
AUM
$37.7B

Briefcase businessServices

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Services Offered
EducationInstitutional Portfolio ManagementOther Services
Other Services
INVESTMENT POLICY REVIEW; PORTFOLIO REVIEW; BIDDING AGENT SRVCS AND ARBITRAGE, REBATE
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Other FeeCharges Percentage AUM
Other Compensation
FIXED TRANSACTION FEE BASED ON A CONTRACTUAL FEE SCHEDULE

Shield checkCompliance

Disclosures
SEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
AZCAFLMEMNOKTXVA

HandshakeAffiliates

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Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 3 other businesses.

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