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FIRST TRUST ADVISORS LP
WHEATON, IL
630-765-8000
SEC #801-39950Total AUM
$309.2B
Employees
542Clients
5,731Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
120 E. LIBERTY DRIVE
SUITE 400
WHEATON
IL 60187
United States
SUITE 400
WHEATON
IL 60187
United States
Operating Hours
7:45AM - 4:15PM
Monday - Friday
Monday - Friday
Phone
630-765-8000
Other Offices
4
Financials
Total AUM
$309.2B
Accounts
6,316Discretionary
$232.7B
Accounts
4,682Non-Discretionary
$76.6B
Accounts
1,634
Clients
Individual Clients
934AUM
$317M
HNW Individual Clients
2,593AUM
$4.7B
Investment Company Clients
1,954AUM
$297.5B
Pooled Vehicle Clients
80AUM
$5.1B
Charitable Organization Clients
52AUM
$1.1B
Corporation or Business Clients
118AUM
$594M
Services
Services Offered
Advisor / Fund Manager SelectionCompany Portfolio ManagementIndividual Portfolio ManagementInstitutional Portfolio ManagementPooled Vehicle Portfolio ManagementPublications
Compensation Types
Charges Other FeeCharges Percentage AUMCharges Performance-Based
Other Compensation
FIXED FEES PER UNIT (UITS) FOR PORTFOLIO SUPERVISORY SERVICES
Compliance
Disclosures
SEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 13 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.