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PLANMEMBER SECURITIES CORPORATION
CARPINTERIA, CA
805-684-1199
SEC #801-39177Total AUM
$10.1B
Employees
429Clients
69,645Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
6187 CARPINTERIA AVENUE
CARPINTERIA
CA 93013
United States
CARPINTERIA
CA 93013
United States
Operating Hours
8:00 A.M. TO 5:00 P.M.
Monday - Friday
Monday - Friday
Phone
805-684-1199
Other Offices
350
Financials
Total AUM
$10.1B
Accounts
69,645Discretionary
$10.1B
Accounts
69,645Non-Discretionary
$0
Accounts
0
Clients
Individual Clients
68,543AUM
$7.7B
HNW Individual Clients
898AUM
$1.5B
Pension/Profit Sharing Plan Clients
126AUM
$900M
Charitable Organization Clients
22AUM
$7.7M
Corporation or Business Clients
56AUM
$21.5M
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPension Consulting
Other Services
PROVIDES INVESTMENT SUPERVISORY SERVICES
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
SEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 21 other businesses.