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Building 2TRANSAMERICA FINANCIAL ADVISORS, LLC

Map pinPHILADELPHIA, PA
Phone770-248-3271
NotebookSEC #801-38618
Total AUM
$2.1B
Employees
991
Clients
42,735

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
TWO LIBERTY PLACE
50 SOUTH 16TH STREET, SUITE 3700
PHILADELPHIA
PA 19102
United States
Operating Hours
8:00 A.M. TO 5:00 P.M.
Monday - Friday
Phone
770-248-3271
Other Offices
260

ReceiptFinancials

Total AUM
$2.1B
Accounts
42,735
Discretionary
$1.7B
Accounts
21,918
Non-Discretionary
$443.5M
Accounts
20,817

ContactClients

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Individual Clients
41,279
AUM
$1.6B
HNW Individual Clients
1,218
AUM
$420.3M
Pension/Profit Sharing Plan Clients
68
AUM
$23.9M
Charitable Organization Clients
11
AUM
$2.5M
Corporation or Business Clients
67
AUM
$13.2M
Other Clients
92
AUM
$2.7M
Description of Other Clients
SECTION 529 AND UGMA/UTMA'S

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Advisor / Fund Manager SelectionIndividual Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
SEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO False Statement FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV

HandshakeAffiliates

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Affiliates
Reported 10 business affiliates.
Claimed Affiliates
Reported as an affiliate by 14 other businesses.

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