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JOSEPHTHAL & CO INC
NEW YORK, NY
212-907-4000
SEC #801-38484Total AUM
$186.7M
Employees
751Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
200 PARK AVE
25TH FLOOR
NEW YORK
NY 10166
USA
25TH FLOOR
NEW YORK
NY 10166
USA
Operating Hours
9:00 AM - 5:00 PM
Monday - Friday
Monday - Friday
Phone
212-907-4000
Financials
Total AUM
$186.7M
Accounts
697Discretionary
$108.1M
Accounts
323Non-Discretionary
$78.6M
Accounts
374
Clients
None reported
Services
Services Offered
Company Portfolio ManagementFinancial PlanningIndividual Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Hourly FeeCharges Other FeeCharges Percentage AUM
Other Compensation
TICKET CHARGES AND PAYMENT FOR ORDER FLOW
Compliance
Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.