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Building 2UPRIGHT FINANCIAL CORP

Map pin
Phone973-533-1818
NotebookSEC #801-38340
Total AUM
$98M
Employees
4
Clients
36

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address



Operating Hours
9:30A.M. - 5P.M.
Monday - Friday
Phone
973-533-1818

ReceiptFinancials

Total AUM
$98M
Accounts
36
Discretionary
$98M
Accounts
36
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
19
AUM
$7.7M
HNW Individual Clients
12
AUM
$38.1M
Investment Company Clients
3
AUM
$31.9M
Pooled Vehicle Clients
1
AUM
$19M
Charitable Organization Clients
1
AUM
$1.2M

Briefcase businessServices

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Services Offered
Company Portfolio ManagementEducationFinancial PlanningIndividual Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Other FeeCharges Percentage AUMCharges Performance-Based
Other Compensation
PACKAGE FEE

Shield checkCompliance

Disclosures
Pending Civil ProceedingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-Desist
State Registrations
NJ

HandshakeAffiliates

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Affiliates
Reported 8 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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