NOMURA SECURITIES INTERNATIONAL INC
Total AUM
$0
Employees
751Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
2 WORLD FINANCIAL CENTER BLDG B
NEW YORK
NY 10281-1198
USA
NEW YORK
NY 10281-1198
USA
Operating Hours
9AM TO 5PM
Monday - Friday
Monday - Friday
Phone
212-667-9015
Financials
Total AUM
$0
Accounts
0Discretionary
$0
Accounts
0Non-Discretionary
$0
Accounts
0
Clients
None reported
Compliance
Disclosures
Felony ConvictionOther Regulator Cause of Denial/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
None reported
Affiliates
Affiliates
Reported 7 business affiliates.
Claimed Affiliates
Reported as an affiliate by 1 other business.