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J.P. MORGAN SECURITIES LLC
NEW YORK, NY
800-999-2000
SEC #801-3702Total AUM
$429.7B
Employees
8,703Clients
1,246,646Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
270 PARK AVENUE
NEW YORK
NY 10017
United States
NEW YORK
NY 10017
United States
Operating Hours
9 A.M. TO 5 P.M.
Monday - Friday
Monday - Friday
Phone
800-999-2000
Other Offices
3566
Financials
Total AUM
$429.7B
Accounts
1,246,646Discretionary
$358.3B
Accounts
1,083,815Non-Discretionary
$71.4B
Accounts
162,831
Clients
Individual Clients
877,306AUM
$141.8B
HNW Individual Clients
356,866AUM
$251.1B
Pension/Profit Sharing Plan Clients
2,559AUM
$2.8B
Charitable Organization Clients
928AUM
$6.3B
Insurance Company Clients
9AUM
$21.5M
Corporation or Business Clients
8,977AUM
$27.6B
Other Clients
1AUM
$337.2K
Description of Other Clients
LABOR UNIONS
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Other FeeCharges Percentage AUM
Other Compensation
FEE COMPUTED BASED ON CENTS-PER-SHARE-DEPOSITED-INTO-THE-ACCOUNT
Compliance
Disclosures
Dismissed Civil Action (Settlement)Felony ChargeFelony ConvictionOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 14 business affiliates.
Claimed Affiliates
Reported as an affiliate by 27 other businesses.