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LEHMAN BROTHERS INC.
NEW YORK, NY
212-526-7393
SEC #801-3701Total AUM
$32.8B
Employees
1,000Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
399 PARK AVE
NEW YORK
NY 10022
United States
NEW YORK
NY 10022
United States
Operating Hours
9:00 A.M. TO 5:00 P.M.
Monday - Friday
Monday - Friday
Phone
212-526-7393
Financials
Total AUM
$32.8B
Accounts
13,916Discretionary
$5.9B
Accounts
1,480Non-Discretionary
$26.9B
Accounts
12,436
Clients
None reported
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Fixed FeeCharges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingDismissed Civil Action (Settlement)Felony ChargeOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AKALARCACTDCDEFLGAHIIDILINLAMDMEMNMOMTNCNDNHNJNMNVNYOHOKPARISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 11 business affiliates.
Claimed Affiliates
Reported as an affiliate by 5 other businesses.