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WILSHIRE
SANTA MONICA, CA
310-451-3051
SEC #801-36233Total AUM
$149.1B
Employees
307Clients
760,292Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1299 OCEAN AVENUE SUITE 600
SANTA MONICA
CA 90401-1085
United States
SANTA MONICA
CA 90401-1085
United States
Operating Hours
8 A.M - 5:00 P.M.
Monday - Friday
Monday - Friday
Phone
310-451-3051
Other Offices
5
Financials
Total AUM
$149.1B
Accounts
650,319Discretionary
$148.2B
Accounts
650,318Non-Discretionary
$859M
Accounts
1
Clients
Banking Clients
1AUM
$0
Investment Company Clients
4AUM
$1.8B
Pooled Vehicle Clients
101AUM
$41.6B
Pension/Profit Sharing Plan Clients
94,431AUM
$8.5B
Charitable Organization Clients
19AUM
$498.6M
Government Entity Clients
29AUM
$1.5B
Investment Advisor Clients
662,119AUM
$92.4B
Insurance Company Clients
1AUM
$0
Sovereign Wealth Fund Clients
5AUM
$49.2M
Corporation or Business Clients
1AUM
$12.3K
Other Clients
3,581AUM
$2.7B
Description of Other Clients
WRAP PROGRAM ACCOUNTS, TRUST ESTABLISHED PURSUANT TO PLAN OF REORGANIZATION & NON-PROFIT TRADE ORGANIZATION
Services
Services Offered
Advisor / Fund Manager SelectionCompany Portfolio ManagementEducationIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPooled Vehicle Portfolio ManagementPublications
Compensation Types
Charges Fixed FeeCharges Other FeeCharges Percentage AUMCharges Performance-Based
Other Compensation
FEE BASED ON NUMBER OF PLAN PARTICIPANTS
Compliance
Disclosures
Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 52 business affiliates.
Claimed Affiliates
Reported as an affiliate by 4 other businesses.