Sign in
Create a free account
UBS ASSET MANAGEMENT (AMERICAS) LLC
NEW YORK, NY
212-713-2000
SEC #801-34910Total AUM
$588.2B
Employees
574Clients
433,784Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1285 AVENUE OF THE AMERICAS
NEW YORK
NY 10019
United States
NEW YORK
NY 10019
United States
Operating Hours
8:00-5:00
Monday - Friday
Monday - Friday
Phone
212-713-2000
Other Offices
15
Financials
Total AUM
$588.2B
Accounts
433,784Discretionary
$563.9B
Accounts
433,738Non-Discretionary
$24.3B
Accounts
46
Clients
Individual Clients
326,365AUM
$95.9B
HNW Individual Clients
88,963AUM
$105.2B
Banking Clients
1,168AUM
$1.4B
Investment Company Clients
62AUM
$96.2B
Pooled Vehicle Clients
360AUM
$184.4B
Pension/Profit Sharing Plan Clients
14AUM
$3.1B
Charitable Organization Clients
2,743AUM
$4.3B
Government Entity Clients
141AUM
$9.4B
Investment Advisor Clients
7AUM
$1.8B
Insurance Company Clients
191AUM
$4.5B
Sovereign Wealth Fund Clients
18AUM
$50.6B
Corporation or Business Clients
13,703AUM
$28.5B
Other Clients
49AUM
$2.9B
Description of Other Clients
TRUST COMPANIES AND UNCATEGORIZED WRAP FEE ACCOUNTS
Services
Services Offered
Advisor / Fund Manager SelectionCompany Portfolio ManagementIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUMCharges Performance-Based
Compliance
Disclosures
Dismissed Civil Action (Settlement)Felony ChargeFelony ConvictionOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 36 business affiliates.
Claimed Affiliates
Reported as an affiliate by 25 other businesses.