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CITIGROUP GLOBAL MARKETS INC.
NEW YORK, NY
212-816-6000
SEC #801-3387Total AUM
$56B
Employees
7,036Clients
59,829Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
388 GREENWICH STREET
NEW YORK
NY 10013
United States
NEW YORK
NY 10013
United States
Operating Hours
9:00AM-5:00PM
Monday - Friday
Monday - Friday
Phone
212-816-6000
Other Offices
594
Financials
Total AUM
$56B
Accounts
59,757Discretionary
$35B
Accounts
37,632Non-Discretionary
$21B
Accounts
22,125
Clients
Individual Clients
34,655AUM
$9.5B
HNW Individual Clients
23,441AUM
$32B
Pooled Vehicle Clients
26AUM
$3B
Pension/Profit Sharing Plan Clients
41AUM
$1.5B
Charitable Organization Clients
143AUM
$509.1M
Government Entity Clients
11AUM
$2.8B
Corporation or Business Clients
1,512AUM
$6.7B
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPension ConsultingPooled Vehicle Portfolio ManagementPublicationsSecurities Ratings
Other Services
ASSET ALLOCATION ADVICE
Compensation Types
Charges Fixed FeeCharges Percentage AUM
Compliance
Disclosures
Felony ChargeOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 63 business affiliates.
Claimed Affiliates
Reported as an affiliate by 19 other businesses.