CETERA ADVISORS LLC

GREENWOOD VILLAGE, IL

310-257-7880

SEC #801-33020

Total AUM

$22B

Employees

1,138

Clients

81,652

Firm overview

Client Breakdown by AUM

AUM previous 5 years

Smooth Smooth / Detailed

Business

Principal Address

5299 DTC BLVD
SUITE 800
GREENWOOD VILLAGE
IL 80111
United States

Operating Hours

8:00 AM TO 5:00 PM
Monday - Friday

Phone

310-257-7880

Other Offices

692

Financials

Total AUM

$22B

Accounts

81,652

Discretionary

$18.8B

Accounts

71,132

Non-Discretionary

$3.2B

Accounts

10,520

Clients

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Individual Clients

59,138

AUM

$10.7B

HNW Individual Clients

21,324

AUM

$10.5B

Pension/Profit Sharing Plan Clients

580

AUM

$293.5M

Charitable Organization Clients

253

AUM

$135.4M

Government Entity Clients

AUM

$3.8M

Corporation or Business Clients

342

AUM

$358.4M

Services

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Services Offered

Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting

Compensation Types

Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Compliance

Disclosures

Court Injunction (Past 10 Years)Court Violation FindingDismissed Civil Action (Settlement)Felony ConvictionLicense Revocation/SuspensionOther Regulator False Statement/DishonestyOther Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation

State Registrations

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Affiliates

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Affiliates

Reported 20 business affiliates.

Claimed Affiliates

Reported as an affiliate by 29 other businesses.