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OPPENHEIMER ASSET MANAGEMENT
NEW YORK, NY
212-668-8000
SEC #801-31427Total AUM
$21.3B
Employees
129Clients
43,537Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
85 BROAD STREET
NEW YORK
NY 10004
United States
NEW YORK
NY 10004
United States
Operating Hours
9:00A.M. TO 5:00P.M.
Monday - Friday
Monday - Friday
Phone
212-668-8000
Other Offices
2
Financials
Total AUM
$21.3B
Accounts
43,537Discretionary
$16.3B
Accounts
29,095Non-Discretionary
$5B
Accounts
14,442
Clients
Individual Clients
39,766AUM
$13.1B
HNW Individual Clients
2,034AUM
$4.4B
Pooled Vehicle Clients
3AUM
$82.6M
Pension/Profit Sharing Plan Clients
470AUM
$400.9M
Charitable Organization Clients
252AUM
$759.7M
Government Entity Clients
6AUM
$7M
Corporation or Business Clients
765AUM
$1.6B
Other Clients
241AUM
$1B
Description of Other Clients
OTHER ENTITY TYPES
Services
Services Offered
Advisor / Fund Manager SelectionIndividual Portfolio ManagementInstitutional Portfolio ManagementPooled Vehicle Portfolio ManagementPublications
Compensation Types
Charges Fixed FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO False Statement FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 11 business affiliates.
Claimed Affiliates
Reported as an affiliate by 16 other businesses.