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Building 2SPECTRUM ASSET MANAGEMENT, INC.

Map pinSTAMFORD, CT
Phone203-322-0189
NotebookSEC #801-30405
Total AUM
$18.3B
Employees
27
Clients
74

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
2 HIGH RIDGE PARK
STAMFORD
CT 06905
United States
Operating Hours
8AM - 5:30PM
Monday - Friday
Phone
203-322-0189
Other Offices
3

ReceiptFinancials

Total AUM
$18.3B
Accounts
74
Discretionary
$13.9B
Accounts
51
Non-Discretionary
$4.4B
Accounts
23

ContactClients

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HNW Individual Clients
1
AUM
$4.5M
Investment Company Clients
7
AUM
$8.1B
Pooled Vehicle Clients
10
AUM
$4.3B
Insurance Company Clients
6
AUM
$485.5M
Corporation or Business Clients
50
AUM
$5.4B

Briefcase businessServices

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Services Offered
Company Portfolio ManagementIndividual Portfolio ManagementInstitutional Portfolio ManagementPooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation Finding
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV

HandshakeAffiliates

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Affiliates
Reported 27 business affiliates.
Claimed Affiliates
Reported as an affiliate by 25 other businesses.

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