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Building 2SPECTRUM ASSET MANAGEMENT INC

Map pinNEWPORT BEACH, CA
Phone949-717-3400
NotebookSEC #801-30377
Total AUM
$657.3M
Employees
12
Clients
318

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
1301 DOVE STREET
SUITE 720
NEWPORT BEACH
CA 92660-2453
United States
Operating Hours
7:30AM-4:00PM
Monday - Friday
Phone
949-717-3400
Other Offices
2

ReceiptFinancials

Total AUM
$657.3M
Accounts
932
Discretionary
$657.3M
Accounts
932
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
180
AUM
$96.1M
HNW Individual Clients
126
AUM
$476.2M
Pension/Profit Sharing Plan Clients
1
AUM
$6.6M
Charitable Organization Clients
1
AUM
$12.3M
Insurance Company Clients
9
AUM
$65.3M
Corporation or Business Clients
1
AUM
$929.1K

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPublications
Other Services
ESTATE PLANNING SERVICES
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
AZCACOFLHINVORTXWA

HandshakeAffiliates

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Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 1 other business.

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