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CHARLES SCHWAB & CO., INC.
SAN FRANCISCO, CA
415-667-7000
SEC #801-29938Total AUM
$0
Employees
30,690Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
425 MARKET STREET
17TH FLOOR
SAN FRANCISCO
CA 94105
United States
17TH FLOOR
SAN FRANCISCO
CA 94105
United States
Operating Hours
8:00 A.M. - 5:00 P.M.
Monday - Friday
Monday - Friday
Phone
415-667-7000
Other Offices
449
Financials
Total AUM
$0
Accounts
0Discretionary
$0
Accounts
0Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningOther Services
Other Services
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Compensation Types
Charges Fixed FeeCharges Other Fee
Other Compensation
ASSET BASED FEES FOR WRAP PGRMS & SUBSC PRICING FOR FIN PLANNING
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingFelony ChargeFelony ConvictionOther Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Pending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 11 business affiliates.
Claimed Affiliates
Reported as an affiliate by 17 other businesses.