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AMERIPRISE FINANCIAL SERVICES, LLC
MINNEAPOLIS, MN
612-671-3131
SEC #801-28543Total AUM
$660.5B
Employees
14,056Clients
1,386,329Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
901 3RD AVENUE SOUTH
MINNEAPOLIS
MN 55402
United States
MINNEAPOLIS
MN 55402
United States
Operating Hours
8:00 AM TO 5:00 PM
Monday - Friday
Monday - Friday
Phone
612-671-3131
Other Offices
158
Financials
Total AUM
$660.5B
Accounts
2,424,045Discretionary
$356.3B
Accounts
1,522,835Non-Discretionary
$304.2B
Accounts
901,210
Clients
Individual Clients
1,189,138AUM
$278.4B
HNW Individual Clients
183,925AUM
$368.5B
Pension/Profit Sharing Plan Clients
7,105AUM
$5B
Charitable Organization Clients
2,335AUM
$3B
Government Entity Clients
540AUM
$1.4B
Insurance Company Clients
11AUM
$8.6M
Corporation or Business Clients
3,260AUM
$4.1B
Other Clients
15AUM
$4.8M
Description of Other Clients
TRUSTS/ESTATES
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPension ConsultingPublications
Other Services
ASSET ALLOCATION SERVICES
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingDismissed Civil Action (Settlement)Felony ChargeFelony ConvictionMisdemeanor ConvictionMisdemeanor Conviction ChargeOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 28 business affiliates.
Claimed Affiliates
Reported as an affiliate by 16 other businesses.