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Building 2REGIONS INVESTMENT MANAGEMENT, INC.

Map pinBIRMINGHAM, AL
Phone205-326-7074
NotebookSEC #801-27629
Total AUM
$20.1B
Employees
28
Clients
1

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
1900 5TH AVENUE NORTH
SIXTH FLOOR
BIRMINGHAM
AL 35203-2618
United States
Operating Hours
8:00AM - 5:00PM CST
Monday - Friday
Phone
205-326-7074
Other Offices
1

ReceiptFinancials

Total AUM
$20.1B
Accounts
2
Discretionary
$13.5B
Accounts
1
Non-Discretionary
$6.7B
Accounts
1

ContactClients

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Banking Clients
1
AUM
$20.1B

Briefcase businessServices

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Services Offered
Institutional Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
ALARCAFLGAIAILINKYLAMAMDMNMOMSNCNHNJNYPASCTNTXUTVA

HandshakeAffiliates

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Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 5 other businesses.

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