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TUCKER ANTHONY INC.
NEW YORK, NY
212-225-8455
SEC #801-24297Total AUM
$1.8B
Employees
751Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1 WORLD FINANCIAL CENTER
NEW YORK
NY 10281
USA
NEW YORK
NY 10281
USA
Operating Hours
9:00 A.M. TO 5:00 P.M
Monday - Friday
Monday - Friday
Phone
212-225-8455
Financials
Total AUM
$1.8B
Accounts
2,520Discretionary
$900.4M
Accounts
1,213Non-Discretionary
$931.5M
Accounts
1,307
Clients
None reported
Services
Services Offered
Individual Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Fixed FeeCharges Percentage AUM
Compliance
Disclosures
Court Violation FindingOther Regulator Cause of Denial/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Cause of Denial/SuspensionSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 10 business affiliates.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.