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Building 2WS GRIFFITH SECURITIES, INC.

Map pinHARTFORD, CT
Phone860-403-3617
NotebookSEC #801-23237
Total AUM
$573.7M
Employees
31
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
1 CONSTITUTION PLAZA
8TH FLOOR
HARTFORD
CT 06115
USA
Operating Hours
9:00AM - 5:00PM
Monday - Friday
Phone
860-403-3617

ReceiptFinancials

Total AUM
$573.7M
Accounts
3,689
Discretionary
$0
Accounts
0
Non-Discretionary
$573.7M
Accounts
3,689

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Individual Portfolio ManagementPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV

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Affiliates
Reported 15 business affiliates.
Claimed Affiliates
Reported as an affiliate by 1 other business.

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