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OSAIC FS, INC.
FORT WAYNE, IN
800-237-3813
SEC #801-23151Total AUM
$4.5B
Employees
655Clients
21,454Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1301 SOUTH HARRISON STREET
FORT WAYNE
IN 46802
United States
FORT WAYNE
IN 46802
United States
Operating Hours
8:30 AM TO 7:00 PM
Monday - Friday
Monday - Friday
Phone
800-237-3813
Other Offices
246
Financials
Total AUM
$4.5B
Accounts
21,454Discretionary
$1.2B
Accounts
3,636Non-Discretionary
$3.2B
Accounts
17,818
Clients
Individual Clients
21,003AUM
$4.2B
HNW Individual Clients
36AUM
$60.8M
Pension/Profit Sharing Plan Clients
110AUM
$49.5M
Charitable Organization Clients
6AUM
$1.9M
Corporation or Business Clients
248AUM
$125M
Other Clients
51AUM
$7M
Description of Other Clients
COMMUNITY PROPERTY
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther Services
Other Services
RETIREMENT PLAN CONSULTING SERVICES PROVIDED ON LIMITED BASIS.
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Felony ChargeOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 15 business affiliates.
Claimed Affiliates
Reported as an affiliate by 8 other businesses.